Is Your Financial Advisor Compliant with Industry Regulations?

I had the incredible opportunity to be interviewed for an article that was recently published in Financial Planning magazine. As our industry has come under greater scrutiny to ensure firms are complying with industry regulations, it’s important that LJCooper helps our clients understand we are doing what is required to ensure our clients’ best interests and that of the industry as a whole.

Click below for the full article:

5 Things Regulators Want to Know About Your Business 

Categories: Important Updates, Market Commentary

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Craig Rollins